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INTERVENTIONS IN CONTROL AND REGULATION

Support of compliance, control and risk management functions
 
Delegation of the compliance and internal
  control functions
Follow-up of and implementation of the risk
  management set-up
Strengthening of the safety features
  Audit of the regulatory reporting process (SURFI & COREP)
 
Operating process analysis including data quality
  and regulatory assessment
Recommendations and implementation
  of improvements
Securing regulatory reporting
  Implementation of the stress tests package and liquidity ratios
 
Scenarios definition and data identification
Development of the computing system
Presentation of the results to management
Adaptation of the regulatory risk follow-up
 
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See our interventions in Organisation

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STRATEGY
Strategic due diligence
Market analysis and measurement...
ORGANISATION
Monitoring of a project of integration
Formalisation of the functional and technical specifications...
CONTROL AND REGULATION
Audit of the regulatory reporting process (SURFI & COREP)
Operating process analysis including data quality and regulatory assessment...
99 Advisory is an advisory firm dedicated to the finance and banking sectors offering an individualized and top ranged service to its clients.
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99 Advisory - Consulting Dedicated To The Financial Industry

Asset Management, Project Management and Organisation, Compliance, Internal Control, Bank, Finance, Consulting,
Private Equity, Brokers, Custodians, Wealth Management, Investment Banking, Insurance

 
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