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INTERVENTIONS IN CONTROL AND REGULATION

Support of compliance, control and risk management functions
 
Delegation of the compliance and internal
  control functions
Follow-up of and implementation of the risk
  management set-up
Strengthening of the safety features
  Audit of the regulatory reporting process (SURFI & COREP)
 
Operating process analysis including data quality
  and regulatory assessment
Recommendations and implementation
  of improvements
Securing regulatory reporting
  Implementation of the stress tests package and liquidity ratios
 
Scenarios definition and data identification
Development of the computing system
Presentation of the results to management
Adaptation of the regulatory risk follow-up
 
See our interventions in Strategy

See our interventions in Organisation

See our complete offer
STRATEGY
Creation of an intermediation bank in asset management
Validation of the target scheme...
ORGANISATION
Re-organisation of an Investment Fund dealer
Redesign of cross-functional processes...
CONTROL AND REGULATION
Support of compliance, control and risk management functions
Delegation of the compliance and internal control functions...
99 Advisory is an advisory firm dedicated to the finance and banking sectors offering an individualized and top ranged service to its clients.
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99 ADVISORY - France
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Phone: +33 (0)1 83 56 94 69
E-mail: contact@99-advisory.com
99 ADVISORY - Luxembourg
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L-1255 Luxembourg
Phone: +352 208 001 211
E-mail: contact@99-advisory.com
99 ADVISORY - England
63 St Mary Axe
London, EC3A 8AA
Phone: +44 7852 482 294
E-mail: contact@99-advisory.com
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99 Advisory - Consulting Dedicated To The Financial Industry

Asset Management, Project Management and Organisation, Compliance, Internal Control, Bank, Finance, Consulting,
Private Equity, Brokers, Custodians, Wealth Management, Investment Banking, Insurance

 
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